Nickolas Robert Strain

Employer firm

Halbert Hargrove CRD 105515

$4.20B regulatory AUM 2 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-08
CA	RA	APPROVED	2006-03-08

TX RA
APPROVED_RES

Since 2024-05-08
CA RA
APPROVED

Since 2006-03-08

Branch Locations

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

25350 Magic Mountain Parkway Suite 319, Valencia, CA 91355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Halbert Hargrove	Long Beach	CA	09/2005	Present

09/2005 → Present

Halbert Hargrove

Long Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-07
S63	Uniform Securities Agent State Law Examination	2005-11-04

S66 Uniform Combined State Law Examination

2006-03-07
S63 Uniform Securities Agent State Law Examination

2005-11-04

Designations

Certified Financial Planner

Other Names

Nick Robert Strain

View on SEC IAPD

Employer firm

Current Employers

Halbert Hargrove

Disclosures

Employment History

Exams

Designations

Other Names

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