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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-02 |
| GA | RA | APPROVED | 2022-11-23 |
| CA | RA | APPROVED | 2022-11-22 |
| FL | RA | APPROVED | 2022-11-22 |
| NJ | RA | APPROVED | 2022-11-22 |
| IL | RA | APPROVED | 2022-11-21 |
| NY | RA | APPROVED | 2022-11-21 |
| TX | RA | APPROVED | 2022-11-21 |
| WI | RA | APPROVED | 2022-11-21 |
Branch Locations
40 Wall Street, New York, NY 10005 • United States
17 State Street Suite 320, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Boston | MA | 03/2015 | 11/2022 |
| Alliance Global Partners | New York | NY | 11/2022 | Present |
1. North Shore Child and Family Guidance Center- Board Member - Board member duties. About 5 hours a month devoted, 0-1 hours during trading. Start Date 03/04/2015 2. REAL ESTATE- Owner of COOP corp and IS A SHAREHOLDER IN A COOP CORP. Owns and MANAGES various PROPERTIES, ABOUT 2-5 HOURS A MONTH IS DEVOTED TO THIS, 0-1 DURING TRADING HOURS. START DATE: 3-10-15 3. MJCMW CORP- GENERAL PARTNER. ALL BUSINESS DONE WITH A.G.P. / ALLIANCE GLOBAL PARTNERS FLOWS THROUGH THIS ENTITY. ABOUT 1 HOUR A MONTH IS DEVOTED TO THIS, ALL DURING TRADING HOURS. START DATE: 12/30/2015.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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