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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | El Segundo | CA | 10/1993 | Present |
| Morgan Stanley Smith Barney | El Segundo | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)ALT RECOVERY GROUP LLC; DIRECTOR; BOARD MEMBER; HELP PEOPLE WITH TREATMENT AND RECOVERY FROM OPIATE DEPENDANCY; 1.0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 02/2013 2)DENVER RECOVERY GROUP LLC; OWNER/PARTNER; 01/2015; OPIATE TREATMENT FACILITY;1.0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 3)ALT Recovery Group 2 LLC; Investment related - No; City, State; Opiate Treatment Program; owner/partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2018; During business hours: 0; After business hours: 1 *499062- DRG Property LLC; Investment related-Yes; Denver, Colorado; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 0 *618825- silverlake partners llc; Investment related: Yes; la quinta, California; silverlake partners llc was created to hold the already approved OBI Betzon LLC.; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 0; i am a 50% partner in silverlake partners. I am a silent/minority partner in Betzon llc. other than being a partner in silverlake partners, i will have do active duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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