Christopher Francis Kelly

Current Employers

Employment History

• 08/2000 → Present
  Osaic Wealth, Inc.
  Santa Ana, CA
• 08/2000 → Present
  Liberty Capital Management
  Santa Ana, CA

Previous Registrations

• 2001-04-04 → 2009-07-01
  Liberty Capital Management, Inc.
  Santa Ana, CA

Other Businesses

1. CHRISTOPHER KELLY POSITION: Property owner NATURE: Rental property, single family home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2022 ADDRESS: 8 Inlets Bl, Nokomis FL 34275, United States DESCRIPTION: hired property manager to collect rent, repairs etc. 2. CHRISTOPHER KELLY POSITION: Property owner NATURE: Rental property, single family home townhome. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 5905 Sailor Coast Way, Nokomis FL 34275, United States DESCRIPTION: hired property manager to collect rent, repairs etc. 3. LIBERTY CAPITAL MANAGEMENTT POSITION: Wealth Manager NATURE: LCM is a marketing name only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2000 ADDRESS: 8 Inlets Bl, Nokomis FL 34275, United States DESCRIPTION: Liberty Capital Management (LCM)is a DBA. The activities I conduct for LCM are the exact same that I conduct for Osaic. All my compensation comes through Osaic. There is no billing or revenue that comes through LCM. I do not have an LCM bank account. 4. CHRISTOPHER KELLY POSITION: Property owner NATURE: Rental property, single family home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 8 Inlets Blvd, Nokomis FL 34275, United States DESCRIPTION: rent property out for min of 30 days, collect the rent & hire vendors for any repairs. 5. GATEWAY INVESTMENTS, LLC. POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 11/01/2019 ADDRESS: 1422 Edinger Ave. Ste 230, Tustin CA 92780, United States DESCRIPTION: I will provide 401K plan services to business generated with Thomas Santucci as a partner with joint Rep Codes. 6. CHRIS F. KELLY INSURANCE SERVICES POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2010 ADDRESS: 8 Inlets Blvd, Nokomis FL 34275, United States DESCRIPTION: sales and service of health, dental, life, disability, P&C and long term care insurance. 7. CHRISTOPHER F. KELLY POSITION: property owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2018 ADDRESS: 607 Fairmont, Georgetown TX 78628, United States DESCRIPTION: property owner, hire property manager 8. CHRISTOPHER KELLY POSITION: Property Owner NATURE: Rental Property, SingleFamily home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 17661 Cantarina Cove, Bradenton FL 34211, United States DESCRIPTION: rent the property out for min of 1 year, collect the rent & hire vendors to do any needed repairs

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-22
• S63 Uniform Securities Agent State Law Examination
  1994-03-25