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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-02
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

2808 Front Street, Cuyahoga Falls, OH 44221 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Cuyahoga Falls OH 09/2005 Present
Raymond James Financial Services Advisors, Inc Cuyahoga Falls OH 01/2009 Present
1215 Properties, Llc Silver Lake OH 07/2007 Present
Previous Registrations
  • 2001-03-29 → 2005-09-08
    Morgan Stanley Dw Inc.
    Akron, OH
Other Businesses

(1)Name of Business: Cuyahoga Falls City School Finance Committee Address: Stow Ave., Cuyahoga Falls, OH, 44221, United States Activity Type: Other Position/Title: Consulting Investment Related: Yes Start Date: 03/19/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To help the school board create best practices for increasing the amount of outside revenues (i.e.. naming rights, signage)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-06
S63 Uniform Securities Agent State Law Examination 1994-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1994-02-04

View on SEC IAPD

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