William Earl Shank

Current Employers

Employment History

• 11/2006 → Present
  Lpl Financial Llc
  Kingwood, TX
• 07/2014 → Present
  Symphony Financial, Ltd. Co.
  Houston, TX

Previous Registrations

• 2003-03-31 → 2006-11-14
  A. G. Edwards & Sons, Inc.
  Kingwood, TX
  Spring, TX
  Kingwood, TX

Other Businesses

1. 10/26/2006 - Shank Wealth Management LLC - Investment Related - DBA for LPL Business (entity for LPL business). 2. 08/27/2014 - Symphany Financial, Ltd. Co. - DBA: Shank Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 07/15/2014- 160 Hours Per Month/ 160 Hours During Securities Trading. 3. 11/136/18 - Symphany Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 07/15/2014- 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Symphany Financial Ltd, Co., an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/24/2022 - SMJG LLC - Investment Related - Kingwood, TX 77339 - Real Estate Rental - Start Date - 04/01/2022- 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-19

Other Names

• Bill Shank
• William Shank