Amy L Weston

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-06-02
TX	RA	APPROVED_RES	2010-09-20

NJ RA
APPROVED

Since 2017-06-02
TX RA
APPROVED_RES

Since 2010-09-20

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Red Bank	NJ	01/2015	Present

01/2015 → Present

Morgan Stanley Smith Barney Llc

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-25
S63	Uniform Securities Agent State Law Examination	1997-07-16

S66 Uniform Combined State Law Examination

2017-05-25
S63 Uniform Securities Agent State Law Examination

1997-07-16

Other Names

Amy Louise Fries

View on SEC IAPD

Other Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC

MILLINGTON SECURITIES, LLC

HARTSHORNE GROUP, LLC

WBI INVESTMENTS, LLC

PRINCETON CAPITAL MANAGEMENT LLC

ATLAS PRIVATE WEALTH ADVISORS

DONALD W. CASH & ASSOCIATES, LLC

IEM ASSET MANAGEMENT, LLC

Other Investors

MATTHEW FRANK WILK

JOSEPH MICHAEL GALLO

Robert Daniel Morgan

Jason Thostesen

DONALD ROBERT SCHREIBER

CAELAN ANGUS MCCARTHY

ALFRED RIVES BERKELEY

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ

MILLINGTON SECURITIES, LLC · RED BANK, NJ

HARTSHORNE GROUP, LLC · RED BANK, NJ

WBI INVESTMENTS, LLC · RED BANK, NJ

PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ

ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ

DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ

IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

More in Red Bank, NJ

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