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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-09-05 |
Branch Locations
1120 E Ogden Avenue Suite 102, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lisu L Tan & Co Ltd | Naperville | IL | 01/1989 | Present |
| Cetera Financial Specialists | Schaumburg | IL | 08/2003 | Present |
| Cetera Investment Advisers | Schaumburg | IL | 09/2003 | Present |
1)NAME OF OTHER BUSINESS: LISU L. TAN AND CO., LTD., CPAS INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX SERVICES; START DATE: 01/1989; POSITION/TITLE/RELATIONSHIP: OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX RETURN SERVICES AND TAX CONSULTATION; 2)PURE LAND CENTER DBA PURE LAND CENTER AND BUDDHIST LIBRARY, NOT INVESTMENT RELATED, 1120 E OGDEN AVE, SUITE 108, NAPERVILLE IL 60563,, RELIGIOUS, STARTED 01/2003, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF BUDDHIST LIBRARY AND TEMPLE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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