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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-11-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mckinney | TX | 11/2008 | Present |
| Bank Of America,N.A. | Mckinney | TX | 06/2011 | Present |
I*: 2297286Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO IRA FBO C. S.Address: Van Alstyne, TX 75495Investment Related: NoPosition, Title, Association: POA Employee Start Date: 03/27/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: POA for mother I*: 2295293Entity Type: Fiduciary roleName of OBA: C. and J. S.Address: Van Alstyne, TX 75495Investment Related: NoPosition, Title, Association: POAEmployee Start Date: 03/27/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 2 hrs mthly Duties: POA for parents I*: 2405284Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO RRA FBO J. S.Address: Van Alstyne, TX 75495Investment Related: NoPosition, Title, Association: POAEmployee Start Date: 04/08/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: POA for father I*4759281, Entity Type: , Name of OBA: MLPF& S CUST FPO J S IRA FBO J S, Address: FRISCO, Texas, 75035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/25/2026, No Hours: 10 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4759282, Entity Type: , Name of OBA: MLPF& S CUST FPO J S IRA FBO J S, Address: FRISCO, Texas, 75035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/25/2026, No Hours: 12 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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