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Kristin A Healy

Janney Montgomery Scott LLC

New York, NY

Montvale, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-12
NY RA APPROVED 2025-06-09
TX RA APPROVED_RES 2025-06-09
  • NJ RA
    APPROVED
    Since 2025-06-12
  • NY RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2025-06-09

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

200 Market Street Suite 203, Montvale, NJ 07645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 04/2013 06/2025
Janney Montgomery Scott Llc Montvale NJ 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1994-03-08
  • S66 Uniform Combined State Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-08
Other Names
  • Kristin Harnett
  • Kristin Ann Harnett
  • Kristen A Healy

View on SEC IAPD

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