Gregory Thaddeus Moore

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-05
VA	RA	APPROVED	2009-06-15

TX RA
APPROVED_RES

Since 2021-04-05
VA RA
APPROVED

Since 2009-06-15

Branch Locations

4860 Cox Road, Ste 200, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Midlothian	VA	06/2009	Present

06/2009 → Present

Lpl Financial, Llc

Midlothian, VA

Previous Registrations

2005-06-07 → 2009-06-18

Wells Fargo Clearing Services, Llc

Richmond, VA

Richmond, VA

Glen Allen, VA

Richmond, VA

Richmond, VA
2002-03-19 → 2004-08-30

Wells Fargo Clearing Services, Llc

Herndon, VA

Other Businesses

1. 4/16/2012: DBA ONLY - ALEXANDER CONSULTING GROUP - MIDLOTHIAN, VA. 2. 9/25/2013: DBA ONLY - SYNERGY WEALTH GROUP - MIDLOTHIAN, VA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-11
S65	Uniform Investment Adviser Law Examination	1994-03-08

S63 Uniform Securities Agent State Law Examination

1994-03-11
S65 Uniform Investment Adviser Law Examination

1994-03-08

Other Names

Greg Moore
Gregory T Moore

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews