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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2006-05-10
  • WA RA
    APPROVED
    Since 2006-05-10

Branch Locations

2219 Rimland Dr Ste 405, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 06/1992 Present
Northwestern Mutual Investment Services, Llc Seattle WA 11/1993 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, T & T PROPERTIES, 2329 ORLEANS STREET, BELLINGHAM, , WASHINGTON, 98229, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/19/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BEING A LANDLORD TO A 6 UNIT APARTMENT COMPLEX I INTEND TO PURCHASE WITH MY BROTHER. NON INVESTMNET RELATED. 3. TREASURER, WHATCOM HOSPICE FOUNDATION, 2806 DOUGLAS AVENUE, BELLINGHAM, , WASHINGTON, 98225, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/20/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. NON-INVESTMENT RELATED. 4. OWNER, BARLOO PROPERTIES, LLC, 1011 E ILLINOIS ST, BELLINGHAM, , WASHINGTON, 98226, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 1994-01-18
  • S65 Uniform Investment Adviser Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-18

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