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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-21 |
| WA | RA | APPROVED | 2018-04-30 |
| CA | RA | APPROVED | 2012-08-01 |
Branch Locations
23 Bellwether Way Ste 200, Bellingham, WA 98225 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Oakland | CA | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oakland | CA | 11/2016 | Present |
WESTERN WASHINGTON UNIVERSITY, INVT RELATED, BELLINGHAM, WA, INSTRUCTOR, START DATE 9/23/2019, 16 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING INTRODUCTION TO PERSONAL FINANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-02-19 |
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