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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-01-03
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

23 Bellwether Way Ste 200, Bellingham, WA 98225 • United States

999 3Rd Ave [Wv-Rbo], Seattle, WA 98104 • United States

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
Previous Registrations
  • 2008-06-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
  • 2006-04-26 → 2008-06-03
    Wells Fargo Investments, Llc
    Laguna Niguel, CA
  • 2004-11-04 → 2005-11-11
    Irvine, CA
Other Businesses

IMADAVIS DBA CARDSHELLZ, NOT INV RELATED, SEATTLE, WA, 100% OWNERHSIP, START 3/1/2021, 2 HOURS PER MONTH, ZERO DURING TRADING, ONLINE BASEBALL CARD AND MEMORABILIA SALES. FLYING CANOE, LLC, NOT INVT RELATED, SEATTLE, WA, 100% OWNERSHIP, START DATE 5/1/2021, 3 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND SELLER OF MAPLE PRODUCTION SUPPLIES. RENTAL PROPERTY; INV RELATED; SEATTLE, WA; 100% OWNERSHIP; START 07/01/2024; 1 HOUR PER WEEK; 0 HOURS DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-01
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S66 Uniform Combined State Law Examination
    2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16

View on SEC IAPD

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