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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-31
MT RA APPROVED 2015-01-02
TX RA APPROVED 2014-05-01
WA RA APPROVED 2010-02-10
  • IL RA
    APPROVED
    Since 2017-10-31
  • MT RA
    APPROVED
    Since 2015-01-02
  • TX RA
    APPROVED
    Since 2014-05-01
  • WA RA
    APPROVED
    Since 2010-02-10

Branch Locations

23 Bellwether Way Ste 200, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bellingham WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bellingham WA 11/2016 Present
Other Businesses

SOUTHSIDE SOCCER CLUB WSYSA, INVT RELATED, BELLINGHAM, WA, TREASURER, START DATE 6/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING SOCCER TEAMS AND PAYING EXPENSES TO USE THE SOCCER FIELDS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-09
  • S66 Uniform Combined State Law Examination
    2010-02-09
Other Names
  • Chelsea D Roy

View on SEC IAPD

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