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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-01-20 |
| MN | RA | APPROVED | 2015-07-16 |
| WI | RA | APPROVED | 2015-07-16 |
Branch Locations
433 Main Street, Green Bay, WI 54301 • United States
5353 Wayzata Blvd., St. Louis Park, MN 55416 • United States
525 West Monroe Street, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 07/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-01 |
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