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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-02-14
TX RA APPROVED 2020-02-10
  • NE RA
    APPROVED
    Since 2020-02-14
  • TX RA
    APPROVED
    Since 2020-02-10

Branch Locations

216 E 12Th St, Schuyler, NE 68661 • United States

233 S 13Th St Flr 11 Ste 1125, Lincoln, NE 68508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 11/2011 02/2020
Lpl Financial Schuyler NE 02/2020 Present
  • 11/2011 → 02/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2020 → Present
    Lpl Financial
    Schuyler, NE
Previous Registrations
  • 1997-07-31 → 2020-02-18
    Cetera Wealth Services, Llc
    Columbus, NE
    Omaha, NE
    Lincoln, NE
    Schuyler, NE
Other Businesses

1)09/1991 - Non-Variable Insurance - Brett A. Bayer - 10% - INVESTMENT RELATED - SCHUYLER, NE 68661 2)08/2000 - DBA for LPL Business (entity for LPL business) - BAYER & ASSOCIATES - 100% - INVESTMENT RELATED - SCHUYLER, NE 68661 3)05/2012 - Real Estate Rental - Commercial Rental Property - 0% - INVESTMENT RELATED - COLUMBUS, NE 68601 4)05/2015 - Real Estate Rental - Farm - 0% - NOT INVESTMENT RELATED - MORSE BLUFF, NE 68648

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-24
  • S63 Uniform Securities Agent State Law Examination
    1994-02-24

View on SEC IAPD

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