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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-11-12
  • NE RA
    APPROVED
    Since 2020-11-12

Branch Locations

1011 B Street, Schuyler, NE 68661 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Schuyler NE 05/2018 05/2020
Groene Chiropractic Clinic Schuyler NE 04/2009 Present
Castlerock Financial Schuyler NE 05/2016 Present
J.W. Cole Financial, Inc. Tampa FL 05/2020 Present
J.W. Cole Advisors, Inc. Tampa FL 11/2020 Present
  • 05/2018 → 05/2020
    Securities America, Inc.
    Schuyler, NE
  • 04/2009 → Present
    Groene Chiropractic Clinic
    Schuyler, NE
  • 05/2016 → Present
    Castlerock Financial
    Schuyler, NE
  • 05/2020 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2020 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Other Businesses

(1) Schuyler Class of 2003; President; not investment related; start date 8/15/2003 - president; 2112 Colfax Street, Schuyler NE 68661; 1 hour per month, 0 during trading. (2) Groene Chiropractic Clinic; not investment related; start date 4/1/2009 - housekeeping; 410 W 16th Street, Schuyler NE 68661; 20 hours per month, 0 during trading. (3) Schuyler Seratoma Club; not investment related; start date 10/1/2016; President (volunteer); Vice President of Sertoma in Schuyler, I take over the President's responsibilities if they are unable to attend a meeting; PO Box 254, Schuyler NE 68661; 6 hours per month, 5 hours during trading. (4) Colfax Theater; not investment related; start date 1/1/2018 - secretary (volunteer); non profit organization, attend meetings monthly and update the Facebook page weekly with events and movies; 314 E 11th Street, Schuyler NE 68661; 6 hours per month, 0 during trading. (5) P.E.O.; not investment related; start date 4/1/2019 - Secretary; women's organization with a focus on providing educational opportunities for female students worldwide; 3700 Grand Ave, (This is the executive office), Des Moines IA 50312; 4 hours per month, 0 during trading. (6) Castlerock Financial Management Group - DBA; investment related; start date 3/2019 - Client Relationship Manager; 1011 B Street, Schuyler, NE 68661; 120 hours per month, 120 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-10
S63 Uniform Securities Agent State Law Examination 2018-08-23
  • S65 Uniform Investment Adviser Law Examination
    2020-11-10
  • S63 Uniform Securities Agent State Law Examination
    2018-08-23
Other Names
  • Jessica Brandl
  • Jessie Lynn Yost
  • Jessie Lynn Brandl

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