Nicholas Alan Dostal

Current Employers

Employment History

• 07/2008 → 05/2020
  Securities America, Inc.
  Schuyler, NE
• 12/2012 → 05/2020
  Securities America Advisors
  Schuyler, NE
• 05/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2020 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 08/2026 → Present
  1605Denver
  Schuyler, NE

Previous Registrations

• 2012-12-19 → 2020-04-30
  Securities America Advisors, Inc.
  Schuyler, NE
  Omaha, NE

Other Businesses

(1) Fixed insurance; investment related; agent - start date 3/1995; 1011 B Street Schuyler, NE 68661; 5 hours per mo, 5 hours during trading. (2) Castlerock Financial Management Group; investment related; 1011 B Street Schuyler, NE 68661; DBA for Lyle Dostal - start date 3/2019; 120 hours per month, all during trading. (3) Youth Sports Coaching; not investment related; coach - start date 3/2013; various athletic facilities; 10 hours per month, 0 during trading. (4) View on Oak; Investment Related; 18035 Oak Street, Omaha NE 68130; Officer; Investment management and Financial Planning; Start 1/1/2022; 60 hrs./mo. during trading hours. (5) Lyle J. Dostal Inc.; Investment Related; 19658 William Street, Omaha NE 68130; President; S-Corp for managing business on NAD/NADA book of business with JW Cole; Start 6/2/2008; 90 hrs./mo. spent during trading hours. (6) 1605Denver; Not Investment Related; 1605 Denver, Schuyler, NE 68661; Rental Property; Owner; General Partner; 8/2026; 0 hrs/mo during trading hrs; Owner of building collecting rent from businesses leasing the location.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-28
• S63 Uniform Securities Agent State Law Examination
  2008-08-12

Other Names

• Nick Dostal