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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-20
OH RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-23
CA RA APPROVED 2022-07-18
  • FL RA
    APPROVED
    Since 2025-03-20
  • OH RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-23
  • CA RA
    APPROVED
    Since 2022-07-18

Branch Locations

201 South Lake Ave, Suite 401, Pasadena , CA 91101 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Hub Investment Partners, Llc

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-19
TX RA APPROVED_RES 2024-12-19
  • CA RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED_RES
    Since 2024-12-19

Branch Locations

201 South Lake Ave, Suite 401, Pasadena, CA 91101 • United States

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Ll Pasadena CA 06/2014 07/2022
City National Bank Pasadena CA 11/2018 07/2022
Lpl Financial, Llc Pasadena CA 07/2022 08/2024
Global Retirement Partners, Llc San Rafael CA 07/2022 Present
Hub Investment Partners, Llc Austin TX 12/2024 Present
Previous Registrations
Other Businesses

1) 6/2022 - Outside/W-2 Employment - HUB International - Not Investment Related - 160 Hr/Mon - 8 Hr/Trading - 100% - Pasadena, CA 91101 2) 6/2022 - Non-Variable Insurance - HUB International Insurance Services Inc. - Investment Related - 2 Hr/Mon - 2 Hr/Trading - Pasadena, CA 91101 3) 6/2022 - Accommodation Broker/Dealer - HUB International Investment Services, Inc. - Not Investment Related - Pasadena, CA 91101 4) 07/20/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/28/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-25
S63 Uniform Securities Agent State Law Examination 1994-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-03-25
  • S63 Uniform Securities Agent State Law Examination
    1994-02-04
Other Names
  • Patrick Keven Mckiernan
  • Patrick K Mckiernan

View on SEC IAPD

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