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Gregory Stone Brown

G&S Capital LLC

Denver, CO

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Current Employers
G&S Capital Llc

7887 E. Belleview Ave. Suite 1225, Denver, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-08
TX RA APPROVED 2022-08-08
  • CO RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08

Branch Locations

7887 E. Belleview Ave. Suite 1225, Denver, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 04/2016 07/2022
Schwab Private Client Investment Advisory, Inc. Lone Tree CO 04/2016 07/2022
G&S Capital Llc Denver CO 08/2022 Present
  • 04/2016 → 07/2022
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 04/2016 → 07/2022
    Schwab Private Client Investment Advisory, Inc.
    Lone Tree, CO
  • 08/2022 → Present
    G&S Capital Llc
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-19
S63 Uniform Securities Agent State Law Examination 1996-02-02
  • S66 Uniform Combined State Law Examination
    2016-05-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-02
Designations

View on SEC IAPD

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