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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-04-29
OH RA APPROVED 2016-04-29
TX RA APPROVED 2016-04-29
  • LA RA
    APPROVED
    Since 2016-04-29
  • OH RA
    APPROVED
    Since 2016-04-29
  • TX RA
    APPROVED
    Since 2016-04-29

Branch Locations

291 E. Livingston Avenue, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Columbus OH 04/2016 Present
Stratos Wealth Partners, Ltd Columbus OH 04/2016 Present
Previous Registrations
Other Businesses

1) 3/9/16-Stratos Wealth Partners, Ltd,- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 3/9/16- Notary Public- Non-Inv. Related- start date 1/01/1991- 0% 3) 3/9/16- Attorney at Law- Non-Inv. Related- no client or practice at this time/ start date 1/01/1991-0%. 4) 04/29/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 5/2/2016 - STRATOS WEALTH PARTNERS, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 4/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/16/2020 - No Business Name - Investment Related - Dixon Wells 5775 Perimeter Dr, Dublin, OH 43017 - Non-Variable Insurance - Started 10/09/2020 - 0 Hours Per Month - Life insurance. 7) 8/19/2021 - Parkview Partners Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 8/16/2021 - 160 Hours Per Month/40 Hours During Securities Trading. 8) 08/27/2021 - Parkview Partners Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/16/2021 - 160 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04

View on SEC IAPD

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