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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-04-08
  • MI RA
    APPROVED
    Since 2025-04-08

Branch Locations

440 West Main Street Suite 200, Brighton, MI 48116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities Memphis TN 10/2010 01/2017
B. Riley Wealth Management East Lansing MI 01/2017 02/2020
B. Riley Wealth Management Brighton MI 02/2020 04/2025
B. Riley Wealth Advisors, Inc. Brighton MI 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Brighton MI 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-01
S63 Uniform Securities Agent State Law Examination 1993-12-29
  • S65 Uniform Investment Adviser Law Examination
    1994-02-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-29
Other Names
  • Christopher D Warner
  • Chris Warner

View on SEC IAPD

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