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Cohen Reagan

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-29
  • TX RA
    APPROVED
    Since 2021-07-29

Branch Locations

2475 Bay Area Blvd Bldg A, Houston, TX 77058 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Houston TX 12/2007 01/2021
Td Ameritrade Investment Management, Llc Houston TX 01/2008 12/2020
Unemployed Friendwood TX 02/2021 05/2021
Jp Morgan Chase Bank, N.A. Houston TX 06/2021 Present
J.P. Morgan Securities Llc Houston TX 06/2021 Present
  • 12/2007 → 01/2021
    Td Ameritrade Inc.
    Houston, TX
  • 01/2008 → 12/2020
    Td Ameritrade Investment Management, Llc
    Houston, TX
  • 02/2021 → 05/2021
    Unemployed
    Friendwood, TX
  • 06/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Houston, TX
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Houston, TX
Previous Registrations
  • 2008-01-11 → 2021-01-11
    Td Ameritrade, Inc.
    Houston, TX
    Webster, TX
  • 2008-01-11 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Webster, TX
  • 2007-03-12 → 2007-11-08
    Next Financial Group, Inc.
    Houston, TX
  • 2003-12-17 → 2004-08-04
    Charles Schwab & Co., Inc.
    Friendswood, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-07
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S65 Uniform Investment Adviser Law Examination
    2000-12-07
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11
Designations
Other Names
  • Cohn Montgomery Reagan
  • Cohen M Reagan
  • Cohen Montgomery Reagan

View on SEC IAPD

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