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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-24 |
| CA | RA | APPROVED | 2015-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Redondo Beach | CA | 09/2015 | Present |
PREMIER STRATEGIC CAPITAL INC. DBA RIVIERA WEALTH MANAGEMENT; INV. RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; FINET PRACTICE; START DATE 1/2019.| COMMERCIAL RENTAL PROPERTY; INV RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; START DATE 03/01/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET BUSINESS PRACTICE| 322 VDM LLC; INV RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; START DATE 12/16/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-10 |
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