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Thomas Kevin Mccarthy

&Partners

Honolulu, HI

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-07-01
  • HI RA
    APPROVED
    Since 2026-07-01

Branch Locations

Honolulu, HI • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Honolulu HI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Honolulu HI 11/2016 06/2026
&Partners Nashville TN 07/2026 Present
Previous Registrations
  • 2008-03-25 → 2026-06-11
    Wells Fargo Clearing Services, Llc
    Honolulu, HI
    Durango, CO
  • 2007-04-02 → 2008-03-26
    Morgan Stanley & Co. Llc
    Honolulu, HI
    Hilo, HI
  • 1996-04-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Honolulu, HI
    Honolulu, HI
    Hilo, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-04
S63 Uniform Securities Agent State Law Examination 1994-03-15
  • S65 Uniform Investment Adviser Law Examination
    1994-06-04
  • S63 Uniform Securities Agent State Law Examination
    1994-03-15

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI
KINGSWOOD WEALTH ADVISORS, LLC · Hololulu, HI

More in Honolulu, HI

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