Best Investors Account Sign in

John Michael Diconza

Wells Fargo Clearing Services, LLC

Worcester, MA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-07

Branch Locations

100 Front St Ste 1900, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Worcester MA 02/2015 11/2016
Wells Fargo Clearing Services, Llc Worcester MA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01
Other Names
  • John Diconza
  • John Michael Diconza
  • John Michael Diconza Jr.

View on SEC IAPD

Other Firms

MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
CARL P. SHERR & CO., LLC
WORCESTER ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC

Other Investors

MONIQUE MARIE D'AUTEUIL
JENNIFER AITES GUADIZ
PETER BRUCE LURIER
ALEX M SULLIVAN
JASON W CAMUTI
JEREMY TAYLOR LURIER
DAVID Z LI
SALVATORE GIACALONE

Other Offices

MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
CARL P. SHERR & CO., LLC · WORCESTER, MA
WORCESTER ADVISORS · WORCESTER, MA

More in Worcester, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor