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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| LA | RA | APPROVED | 2009-07-10 |
Branch Locations
6108 Siegen Lane, Suite A, Baton Rouge, LA 70809 • United States
6108 Siegen Lane, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 07/2009 | Present |
1. 12/01/2015 - Daniel J Robinson - INV REL - 2757 Woodland Ridge Blvd. Baton Rouge, LA 70816 - Tax Prep/Accounting/CPA - START 01/01/2016 - 30 HOURS PER MONTH - Request to provide tax preparation service on a limited basis, mainly in the evenings and weekends. 2. 8/22/2018 - RRDM Wealth Management Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2018 - 4 Hours Per Month During Securities Trading. 3. 10/10/2018 - RRDM Wealth Management Partners - Investment Related - 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 - Real Estate Rental - Started 10/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/24/2020 - Resource Bank, Inc. - Not Investment Related - 9513 Jefferson Hwy, Baton Rouge, LA 70809 - Non-Profit Board Member - Started 01/30/2020 - 1 Hour Per Month During Securities Trading - Meetings will be once each quarter and usually on Thursdays, a total of four a year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-02 |
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