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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
LA RA APPROVED 2009-07-10
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • LA RA
    APPROVED
    Since 2009-07-10

Branch Locations

6108 Siegen Lane, Suite A, Baton Rouge, LA 70809 • United States

6108 Siegen Lane, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 07/2009 Present
Previous Registrations
  • 2008-01-18 → 2009-04-23
    Baton Rouge, LA
    Baton Rouge, LA
    Metairie, LA
    Baton Rouge, LA
  • 2005-07-06 → 2008-01-09
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
  • 2004-03-17 → 2005-07-06
    Banc One Securities Corporation
    Baton Rouge, LA
Other Businesses

1. 12/01/2015 - Daniel J Robinson - INV REL - 2757 Woodland Ridge Blvd. Baton Rouge, LA 70816 - Tax Prep/Accounting/CPA - START 01/01/2016 - 30 HOURS PER MONTH - Request to provide tax preparation service on a limited basis, mainly in the evenings and weekends. 2. 8/22/2018 - RRDM Wealth Management Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2018 - 4 Hours Per Month During Securities Trading. 3. 10/10/2018 - RRDM Wealth Management Partners - Investment Related - 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 - Real Estate Rental - Started 10/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/24/2020 - Resource Bank, Inc. - Not Investment Related - 9513 Jefferson Hwy, Baton Rouge, LA 70809 - Non-Profit Board Member - Started 01/30/2020 - 1 Hour Per Month During Securities Trading - Meetings will be once each quarter and usually on Thursdays, a total of four a year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-19
S63 Uniform Securities Agent State Law Examination 2001-11-02
  • S65 Uniform Investment Adviser Law Examination
    2003-08-19
  • S63 Uniform Securities Agent State Law Examination
    2001-11-02
Other Names
  • Danny Robinson

View on SEC IAPD

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