Joy Lynn Sheets

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-19
TX	RA	APPROVED	2010-02-02

MN RA
APPROVED

Since 2013-11-19
TX RA
APPROVED

Since 2010-02-02

Branch Locations

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Rochester	MN	05/2006	Present

05/2006 → Present

Rbc Capital Markets, Llc

Rochester, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-02
S63	Uniform Securities Agent State Law Examination	2000-04-15

S65 Uniform Investment Adviser Law Examination

2008-12-02
S63 Uniform Securities Agent State Law Examination

2000-04-15

View on SEC IAPD

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