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Richard Christopher Albon

LPl Financial LLC

San Diego, CA

La Mesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-04-06
  • CA RA
    APPROVED
    Since 2005-04-06

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

La Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 03/2005 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-11
S63 Uniform Securities Agent State Law Examination 1993-12-22
  • S66 Uniform Combined State Law Examination
    2004-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-12-22
Other Names
  • Rik Albon

View on SEC IAPD

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