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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2017-03-30 |
Branch Locations
6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States
Lewiston, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Williamsville | NY | 10/2011 | Present |
SNOWPINE VILLAGE;6677 HOLIDAY VALLEY RD. ELLICOTTVILLE, NY 14731; RESIDENTIAL CONDOMINIUM COMMUNITY; START DATE: 09/01/15; PROJECTED END DATE: 09/01/2017; BOARD OF DIRECTORS; TOTAL HOURS PER MONTH: 4; TOTAL HOURS DURING TRADING HOURS: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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