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Robert Judson Osborn

Cetera Investment Advisers LLC

Corpus Christi, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

210 S Carancahua Suite 603, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun Trust Corpus Christi TX 01/2004 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2004 → Present
    Sun Trust
    Corpus Christi, TX
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1. HARBOR FINANCIAL GROUP, SECURITIES AND FIXED INSURANCE. 210 S. CARANCAHUA, SUITE 603, CORPUS CHRISTI, TX 78401, 40+HR/WK, COMMISSIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-15
S63 Uniform Securities Agent State Law Examination 1993-12-22
  • S66 Uniform Combined State Law Examination
    2009-10-15
  • S63 Uniform Securities Agent State Law Examination
    1993-12-22
Other Names
  • Buzz Osborn

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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GREY LEWIS PROWSE
BRIAN LEE SMITH
RICHARD PATRICK SWETISH
Sharon Lenise Walls

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Corpus Christi, TX
FROST INVESTMENT SERVICES · CORPUS CHRISTI, TX
LPL FINANCIAL LLC · CORPUS CHRISTI, TX
EDWARD JONES · Corpus Christi, TX
DAVIDSON CAPITAL MANAGEMENT, INC · CORPUS CHRISTI, TX
FIRST COMMAND ADVISORY SERVICES · Corpus Christi, TX
OSAIC WEALTH, INC. · CORPUS CHRISTI, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORPUS CHRISTI, TX

More in Corpus Christi, TX

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