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Lori L. Smith

Strategic Advisers LLC

Salt Lake City, UT

Draper, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Draper, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Merrimack NH 11/1993 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/1993 → Present
    Fidelity Brokerage Services, Inc.
    Merrimack, NH
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Draper, UT
    Salt Lake City, UT
  • 2016-02-03 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
Other Businesses

OBA-108610|OrgNmn:The Wilshire Condominium Project|Org Addr:Salt Lake ,Utah,US|OBA Nature:Condominium home owners associ|Invst Rel:N|Title:Board member at large|Duties:Help oversee policy creation and enforcement of documents, assist in conducting meetings, work with other committee members, review and approv|StrtDt:11-25-25|TotHrs/mon:2|TrdHrs/mon:0|OBA-64801|OrgNmn:MLS Rentals LLC|Org Addr:Draper,Utah,US|OBA Nature:Investment/Rental Property|Invst Rel:Y|Title:Member/Manager|Duties:Collect rent payments|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
S63 Uniform Securities Agent State Law Examination 1993-12-08
  • S66 Uniform Combined State Law Examination
    2016-02-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-08
Other Names
  • Lori Mcglothlin
  • Lori Lynne Smith

View on SEC IAPD

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D.A. DAVIDSON & CO.
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LPL FINANCIAL LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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