William Charles Stratton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-11-18

TX RA
APPROVED

Since 2013-11-18

Branch Locations

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc.

Houston, TX

Previous Registrations

2007-06-05 → 2013-11-22

Alliancebernstein L.P.

Houston, TX

Other Businesses

LITERACY COUNCIL OF FORT BEND COUNTY / 12530 EMILY COURT SUGAR LAND,TX 77478 / MEMBER OF BOARD OF DIRECTORS, TREASURER: DISCUSSING THE FINANCIALS ON A MONTHLY BASIS / START DATE 7/1/2011

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-09
S63	Uniform Securities Agent State Law Examination	1993-12-29

S66 Uniform Combined State Law Examination

2007-05-09
S63 Uniform Securities Agent State Law Examination

1993-12-29

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews