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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2001-04-04 |
Branch Locations
280 S Prospect Ave Ste A, Tustin, CA 92780 • United States
San Luis Obispo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Tustin | CA | 03/2001 | Present |
1. 7/22/2003 - GSL FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/5/2019 - Greg Long - DBA: GSL FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 11/01/2001 - 0 Hours Per Month. 3. 09/05/2024 - Cross Family LLC - Other - Family Real Estate Business - Tiebreaker - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-13 |
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