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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2001-04-04
  • CA RA
    APPROVED
    Since 2001-04-04

Branch Locations

280 S Prospect Ave Ste A, Tustin, CA 92780 • United States

San Luis Obispo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Tustin CA 03/2001 Present
  • 03/2001 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Tustin, CA
Other Businesses

1. 7/22/2003 - GSL FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/5/2019 - Greg Long - DBA: GSL FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 11/01/2001 - 0 Hours Per Month. 3. 09/05/2024 - Cross Family LLC - Other - Family Real Estate Business - Tiebreaker - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-13
  • S63 Uniform Securities Agent State Law Examination
    1993-12-13

View on SEC IAPD

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