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Current Employers
Keating Financial Advisory Services

1011 Poyntz Avenue, Manhattan, KS 66502 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2007-10-18
  • KS RA
    APPROVED
    Since 2007-10-18

Branch Locations

1011 Poyntz Ave, Manhattan, KS 66502 • United States

1011 Poyntz Avenue, Manhattan, KS 66502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Overland Park KS 03/2006 07/2025
Assurity Life Insurance - Non Variable Overland Park KS 09/2006 08/2018
Raymond James Financial Services Advisors, Inc Overland Park KS 01/2009 07/2025
Nickel Financial Advisory Services Overland Park KS 01/2016 Present
Keating Financial Advisory Services Overland Park KS 02/2008 Present
Keating & Assciates Overland KS 04/2006 07/2025
  • 03/2006 → 07/2025
    Raymond James Financial Services, Inc.
    Overland Park, KS
  • 09/2006 → 08/2018
    Assurity Life Insurance - Non Variable
    Overland Park, KS
  • 01/2009 → 07/2025
    Overland Park, KS
  • 01/2016 → Present
    Nickel Financial Advisory Services
    Overland Park, KS
  • 02/2008 → Present
    Overland Park, KS
  • 04/2006 → 07/2025
    Keating & Assciates
    Overland, KS
Previous Registrations
Other Businesses

Name of Business : Nickel Financial Advisory Services; Address: 10985 Cody St Ste 220,Overland Park, KS; Nature of the Business: Business Owner; Position/Title: Officer - CEO; Investment Related: No; Start Date: 01/28/2016; Hours per month devoted to this business: 160; Hours per month devoted to this business during trading hours: 160; Description of duties: This is the S Corporation I formed which my Raymond James revenue flows into and I pay myself a salary out of. Name of Business : Phoreus Biotech; Address: 22201 W Innovation Dr., Olathe, KS 66061; Nature of the Business: Biotech company licensing nanotech; Position/Title: Employee; Investment Related: No; Start Date: 09/17/2024; Hours per month devoted to this business: 1; Hours per month devoted to this business during trading hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-01
  • S66 Uniform Combined State Law Examination
    2005-12-01
Designations
Other Names
  • Brian J. Nickel

View on SEC IAPD

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