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Miguel A Corral

Osaic Institutions, Inc.

Whittier, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-01
  • CA RA
    APPROVED
    Since 2016-07-01

Branch Locations

13601 E. Whittier Blvd., Ste. 106, Whittier, CA 90605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Whittier CA 07/2016 Present
Banc Of California La Habra CA 11/2014 07/2019
  • 07/2016 → Present
    Infinex Investments, Inc.
    Whittier, CA
  • 11/2014 → 07/2019
    Banc Of California
    La Habra, CA
Previous Registrations
  • 2012-08-02 → 2016-07-01
    Essex National Securities, Llc
    Wilimington, CA
    La Habra, CA
    Brea, CA
    Commerce, CA
    Newport Beach, CA
    Paramount Blvd, CA
    La Jolla, CA
    Montebelloe, CA
    Placentia, CA
    Los Angeles, CA
  • 2012-06-08 → 2012-08-07
    Lpl Financial Llc
    Chino, CA
    Fort Mill, SC
    Chino, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Other Names
  • Mike A Corral
  • Mike Angel Corral
  • Mike Corral

View on SEC IAPD

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Other Investors

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Rick A Murga
Alexa Barragan
HECTOR M AMEZCUA
DOUGLAS MICHAEL ROWAN
CHRISTOPHER JAMES GEORGE
Lori Patricia Sherman

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Whittier, CA
J.P. MORGAN SECURITIES LLC · WHITTIER, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WHITTIER, CA
CETERA INVESTMENT ADVISERS LLC · WHITTIER, CA
LPL FINANCIAL LLC · WHITTIER, CA
GL TRUST, INC. · WHITTIER, CA
CETERA INVESTMENT ADVISERS LLC · WHITTIER, CA
LPL FINANCIAL LLC · WHITTIER, CA

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