Best Investors Account Sign in
Inactive

Steven Fishman

Mint Asset Management LLC

New York, NY

Claim This Profile
Current Employers
Mint Asset Management Llc

165 Broadway 23Rd Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-11
VA RA APPROVED 2022-10-04
NJ RA APPROVED 2022-02-10
  • NY RA
    APPROVED
    Since 2024-09-11
  • VA RA
    APPROVED
    Since 2022-10-04
  • NJ RA
    APPROVED
    Since 2022-02-10

Branch Locations

165 Broadway 23Rd Floor, New York, NY 10006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mint Asset Management New York NY 03/2020 Present
Danimax Llc Staten Island NY 04/2008 Present
Green Earth Merchants Llc Staten Island NY 11/2011 Present
Savvy Investor Llc Rye Brook NY 01/2012 Present
  • 03/2020 → Present
    Mint Asset Management
    New York, NY
  • 04/2008 → Present
    Danimax Llc
    Staten Island, NY
  • 11/2011 → Present
    Green Earth Merchants Llc
    Staten Island, NY
  • 01/2012 → Present
    Savvy Investor Llc
    Rye Brook, NY
Other Businesses

(1) Savvy Investor LLC / Not investment related / Address: 55 Bank Street, Suite 4621, White Plains, NY 10606 / Nature: Marketing consulting services / Position: Partner 50% ownership / Start Date: 01/2012 / 15 hours per month / 0 hours during securities trading hours / Duties: Provide marketing services for financial firms and newsletter publishers with direct response marketing services (2) Green Earth Merchants LLC / Not investment related / Address: 42 Pamela Lane, Staten Island, NY 10304 / Nature: Credit card processing services - 100% owned by Danimax LLC / Start Date: 11/2011 / 5 hours per month / 0 hours during securities trading hours / Duties: Provide credit card processing services for businesses (3) Danimax LLC / Not investment related / Address: 42 Pamela Lane, Staten Island, NY 10304 / Nature: Holding company / Position: General Partner - 60% ownership / Start Date: 04/2008 / 5 hours per month / 0 hours during securities trading hours / Duties: Holding company that owns 50% Savvy Investor LLC and 100% of Green Earth Merchants, at this time it does not have any active business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 1994-02-07
  • S65 Uniform Investment Adviser Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    1994-02-07
Other Names
  • Vyacheslav Fishman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor