Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
NC RA APPROVED 2001-12-31
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

4469 Bamboo Rd Mutton Crossing Ste 105, Boone, NC 28607 • United States

34 2Nd St Nw Ste 300, Hickory, NC 28601 • United States

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 09/2005 03/2020
Ameriprise Financial Services, Llc Charlotte NC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 8 Brigantine, , Hilton Head Island, SC, 29926; Not Investment-Related; 03/01/2025 / Single Family; Casa Del Palmas, St John USVI, , St John, VI, 00830; Investment-Related; 08/01/2015. Business Ownership; Casa Del Palmas LLC; ; Set up to manage vacation property expenses. It is related to the vacation property of same name listed previously; St John USVI, ,; Not Investment-Related; 03/01/2016; 0 hours per month; 0 during trading hours / Green Vista LLC; Owner; LLC to manage practice; 3215 Springbank Ln, Suite H, Charlotte, NC, 28226; Not Investment-Related; 02/15/2013; 1 to 9 hours per month; 0 during trading hours / MV and GS Ventures LLC; Co-owner; LLC will own real estate to where my practice will be housed.; 3125 Springbank Lane, Suite H, Charlotte, NC, 28226; Not Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; British American Business Council; Board Memeber; none, ,; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-28
S65 Uniform Investment Adviser Law Examination 1994-01-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28
  • S65 Uniform Investment Adviser Law Examination
    1994-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boone, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor