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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-25 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
4469 Bamboo Rd Mutton Crossing Ste 105, Boone, NC 28607 • United States
34 2Nd St Nw Ste 300, Hickory, NC 28601 • United States
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Charlotte | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 8 Brigantine, , Hilton Head Island, SC, 29926; Not Investment-Related; 03/01/2025 / Single Family; Casa Del Palmas, St John USVI, , St John, VI, 00830; Investment-Related; 08/01/2015. Business Ownership; Casa Del Palmas LLC; ; Set up to manage vacation property expenses. It is related to the vacation property of same name listed previously; St John USVI, ,; Not Investment-Related; 03/01/2016; 0 hours per month; 0 during trading hours / Green Vista LLC; Owner; LLC to manage practice; 3215 Springbank Ln, Suite H, Charlotte, NC, 28226; Not Investment-Related; 02/15/2013; 1 to 9 hours per month; 0 during trading hours / MV and GS Ventures LLC; Co-owner; LLC will own real estate to where my practice will be housed.; 3125 Springbank Lane, Suite H, Charlotte, NC, 28226; Not Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; British American Business Council; Board Memeber; none, ,; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 1994-01-28 |
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