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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-18 |
| TX | RA | APPROVED | 2018-07-26 |
| GA | RA | APPROVED | 2017-02-07 |
Branch Locations
107 Vernon St, La Grange, GA 30240 • United States
Salem, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2012 | 09/2016 |
| Ellis & Ellis Investment Management, Llc | Lagrange | GA | 11/2012 | 09/2016 |
| Ameriprise Financial Services, Inc. | Atlanta | GA | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | La Grange | GA | 03/2020 | Present |
Business Ownership; ellis and ellis realty; ; Used to hold the building where our Ameriprise office is; 210 broome streetlagrange,ga 30240, ,; Investment-Related; 09/07/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-03 |
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