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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 11/2009 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. FLOUNDER INC, 116 Gordon St, LaGrange GA 30241, United States, 03/04/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 2. AHYOKA INC. LLC, 3007 WHITE OAK COURT, LAGRANGE GA 30240, United States, 05/28/2021, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 3. COPIA INVESTMENTS, 7 E LAFAYETTE SQUARE, LAGRANGE GA 30240, United States, 06/22/2023, Owner, RIA Affiliation - other than CIRA, INV REL, 180 HR/MO - 173 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-28 |
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