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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.PErry | Lagrange | GA | 03/2016 | 02/2017 |
| The Blue Door Boutique | Columbus | GA | 02/2017 | 02/2018 |
| Southeast Asset Management | Lagrange | GA | 02/2018 | 11/2025 |
| Dempsey Lord Smith, Llc | Rome | GA | 07/2019 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. INTERNATIONAL ASSOCIATION OF ACCREDITED INVESTORS, 7 E Lafayette Square, LaGrange GA 30240, United States, 08/08/2018, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-11 |
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