Stephen Joseph Beninati

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Rbc Capital Markets, Llc
  New York, NY
• 10/2016 → Present
  City National Bank
  New York, NY

Previous Registrations

• 2009-06-01 → 2012-11-15
  Morgan Stanley
  New York, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
  New York, NY
• 2007-03-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY

Other Businesses

(1) AMPLEHARVEST; ADDRESS: N/A; BUSINESS DESCRIPTION: NON PROFIT; NOT INVESTMENT RELATED; START DATE: 08/15/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: PROVIDE STRATEGIC ADVICE ON DIRECTION AND OPERATION OF THE ORGANIZATION; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CORO NEW YORK; ADDRESS: 42 BROADWAY SUITE 1827 NEW YORK, NY 10004; BUSINESS DESCRIPTION: LEADERSHIP TRAINING PROGRAM; NOT INVESTMENT RELATED; START DATE: 08/15/2014; CAPACITY: ALUMNI ADVISORY BOARD; DUTIES: PROVIDE STRATEGIC ADVICE AS AN ALUM; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) WHYHUNGER; ADDRESS: 505 EIGHTH AVENUE, SUITE 2100, NEW YORK, NY 10018; BUSINESS DESCRIPTION: NON PROFIT; NOT INVESTMENT RELATED; START DATE: 08/15/2014; CAPACITY: TREASURER, COMMITTEE/COUNCIL MEMBER; DUTIES: PROVIDE STRATEGIC ADVICE ON THE DIRECTION AND OPERATION OF THE ORGANIZATION INFLUENCED BY THEIR 5-YEAR STRATEGIC PLAN; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) Address - http://www.campbronx.org/ campbronx@gmail.com Business Description - 501(c)(3) Business is not investment related Projected Start Date: 03/12/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: 1/4 of an hour per week Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (5) Address - http://www.campbronx.org/ campbronx@gmail.com Business Description - 501(c)(3) Business is not investment related Projected Start Date: 03/12/20 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: 1/4 of an hour per week Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-07
• S63 Uniform Securities Agent State Law Examination
  1993-12-17

Other Names

• Steve Beninati