Michael Charles Larose

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services, Inc.
  Denver, CO
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Denver, CO
• 05/2014 → Present
  First Tech Federal Credit Union
  Denver, CO

Previous Registrations

• 2011-01-13 → 2012-07-16
  Addison Avenue Financial Partners, Llc
  Loveland, CO
  Rocklin, CA
• 2011-01-07 → 2012-01-25
  Essex National Securities, Llc
  Ft. Collins, CO
  Loveland, CO
• 2010-11-16 → 2011-01-07
  Bancwest Investment Services, Inc.
  Oklahoma City, OK
  Edmond, OK
  Oklahoma City, OK
  Warr Acres, OK
  Oklahoma City, OK
• 2008-01-25 → 2010-05-14
  Bok Financial Securities, Inc.
  Edmond, OK
  Edmond, OK
  Oklahoma City, OK
  Oklahoma City, OK
• 2006-01-10 → 2008-01-24
  Cuso Financial Services, L.P.
  Colorado Springs, CO
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

(1)Name of Business: Addison Avenue Investment Services Address: 1371 sculptor dr, Loveland , CO, 80537, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide financial advice to members

Exams

• S66 Uniform Combined State Law Examination
  2005-12-21
• S63 Uniform Securities Agent State Law Examination
  1994-03-15

Other Names

• Mike C Larose
• Michael C Larose
• Mike C Larose