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Shawn Harris

Southstate Private Capital Management LLC

Denver, CO

Columbia, SC

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Current Employers
Southstate Private Capital Management Llc

520 Gervais Street, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • CO RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

1331 17Th Street Ste 200, Denver, CO 80202 • United States

520 Gervais Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 12/2009 03/2025
Tiaa Denver CO 06/2006 03/2025
Private Capital Management, Llc Denver CO 06/2025 01/2026
Unemployed Denver CO 03/2025 06/2025
Southstate Private Capital Management Llc Denver CO 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-13
  • S66 Uniform Combined State Law Examination
    2005-12-13
Designations

View on SEC IAPD

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