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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Philadelphia | PA | 07/2010 | 02/2018 |
| Lpl Financial Llc | Moorestown | NJ | 02/2018 | Present |
1. 02/14/2018 - Integrity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - OAKHURST, LLC - Not Investment Related - Home Based & Beverly NJ 08010 - Real Estate Rental - Owner/President - Start Date 8/2003. 3. 02/14/2018 - OAKHURST, LLC - Not Investment Related - Home Based & Riverton, NJ 08077 - Real Estate Rental - Owner/President - Start Date 8/2003.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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