Philip Michael Mayo

Current Employers

Employment History

• 05/2009 → Present
  Rbc Capital Markets
  Albuquerque, NM

Previous Registrations

• 2000-06-06 → 2009-05-28
  Citigroup Global Markets Inc.
  Albuquerque, NM
  Albuquerque, NM

Other Businesses

(1) FAITH LUTHERAN CHURCH COUNCIL; ADDRESS: 10,000 SPAIN RD NE ALBUQUERQUE, NM 87111; BUSINESS DESCRIPTION: CHURCH COUNCIL; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: PRESIDENT OF COUNCIL; DUTIES: CHURCH COUNCIL MANAGES THE OVERALL ACTIVITIES OF THE CHURCH. PRESIDENT ORGANIZES AND LEADS THE COUNCIL MEETINGS; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) ARCA FOUNDATION BOARD; ADDRESS: 12001 LOMAS BLVD NE ALBUQUERQUE, NM 87112; BUSINESS DESCRIPTION: NOT FOR PROFIT FOUNDATION FOR SPECIAL NEEDS INDIVIDUALS; NOT INVESTMENT RELATED; START DATE: 10/01/2008; CAPACITY: BOARD OF DIRECTORS, TREASURER, COMMITTEE/COUNCIL MEMBER; DUTIES: REVIEWING BUDGET, ENDOWMENT ALLOCATION AND POOLED TRUST ACCOUNT REVIEW- AS TREASURER WILL SIGN FOR NON-PROFIT ON POOLED TRUST TAX RETURN; HOURS DEVOTED PER WEEK: 1 TO 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (3) FOUNDATION FOR SUCCESS; ADDRESS: 4109 MARYLAND AVENUE, BETHESDA, MD 20816; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON PROFIT FOR CONSERVATION; CAPACITY: BOARD MEMBER; START DATE: 10/1/2018; DUTIES: AS A BOARD MEMBER, MY ROLE IS TO DIRECT, MENTOR AND PROVIDE ADVICE TO STUDENTS WHO ARE OFFICERS OF THE ORGANIZATION. THE ORGANIZATION IS TO PROVIDE TUTORING SERVICES AND MENTORSHIP OPPORTUNITIES FOR JUNIOR AND SENIORS IN HIGH SCHOOLS TO YOUNGER STUDENTS IN NEED; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-04-17
• S65 Uniform Investment Adviser Law Examination
  2000-04-17