George Haikel Harris

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 11/2020
  Avalon Investment & Securities Group Inc
  Gulf Shores, AL
• 01/2006 → Present
  (Dba) G H Financial Services Llc
  Gulf Shores, AL
• 04/2019 → 12/2020
  The Institute For Wealth Management Llc
  Denver, CO
• 08/2011 → 04/2019
  Institute For Wealth Advisors Inc
  Dallas, TX
• 12/2020 → 02/2025
  Concourse Financial Group Securities Inc
  Gulf Shores, AL
• 01/2021 → 02/2025
  Concourse Financial Group Securities Inc
  Gulf Shores, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Gulf Shores, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-01-15 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Gulf Shores, AL
  Gulf Shores, AL
  Birmingham, AL
  Birmingham, AL
• 2019-05-10 → 2021-01-15
  The Institute
  Denver, CO
  Gulf Shores, AL
• 2011-08-09 → 2019-04-30
  Institute For Wealth Advisors, Inc.
  Gulf Shores, AL
  Gulf Shores, AL

Other Businesses

(dba) G H FINANCIAL SERVICES LLC; Investment Related; 1544 West 2nd Street, Suite 110, Gulf Shores, AL 36547; Insurance and Financial Services; Independent Producer/Owner; Start Date 2006; 160 hours per month with most hours per month occurring during trading hours; Insurance sales and consultation. >> ZIGMANN ENTERPRISES, LLC; Non-Investment Related; Residence; LLC; Member (50%); Start Date 04/2012; 5 hours per month; Real Estate Holding Company that holds various rental properties - operates as a pass-thru organization in regard to profit and loss. >> COMMERCE PARK, A BUSINESS CONDOMINIUM ASSOCIATION INC; Non-Investment Related; 1544 West 2nd Street, Ste 101, Gulf Shores, AL 36542; Business Condominium; Property Owners Association President; Start Date 01/2015; 8 to 10 hours per month; Along with other board members management of the property owners association. >> CITY OF GULF SHORES BOARD OF ADJUSTMENTS AND APPEALS; Non-Investment Related; 1905 W 1st Street, Gulf Shores, AL 36542; City Zoning Board; Member; Start Date 04/2017; 2 to 4 hours per month with no hours per month occurring during trading hours; Charged with hearing public requests for variances to the building and zoning code. >> CRAFT FARMS NORTH HOA BOARD; Non-Investment Related; 25366 Profit Drive, Daphne, AL 36526; HOA; Member; Start Date 10/2020; 4 to 6 hours per month; Architectural review, hear homeowner complaints and perform other general board duties. >> 356 VENTURES LLC; Investment Related; Gulf Shores, AL; Real Estate; Managing Member; Start Date 12/2023; 5 hours per month with those 5 hours occurring during trading hours; Real estate - activities may include obtaining loans for the purchase of real estate. >> CALUMET 15 GULF SHORES LLC; Investment Related; Birmingham, AL; Real Estate; Member; Start Date 12/2023; 5 hours per month with those 5 hours occurring during trading hours; Purpose of this LLC is to buy and sell real estate. >> EXECUTOR; Non-Investment Related; Gulf Shores, AL; Other; Executor; Start Date 04/2020; 2 to 4 hours per month with none of those hours per month occurring during trading hours; Final distribution of my deceased mother's personal belongings and medical supplies.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-18

Designations

• Certified Financial Planner

Other Names

• George Haikel Harris
• George Haikel Harris
• George Harris
• George Harris
• George H Harris
• George H Harris
• George Haikel Harris