Serge Tinovsky

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → Present
  New York Life Ins
  Forest Hills, NY
• 03/1994 → Present
  Nylife Securities Inc.
  Forrest Hills, NY
• 09/2024 → Present
  Eagle Strategies Llc
  New York, NY
• 10/2025 → Present
  Spearhead Wealth Group, Llc
  New York, NY

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED PRODUCTS; OUTBROKERAGE OF FIXED LIFE AND HEALTH PRODUCTS.SELLING HEALTH INS (ACTING AS BROKER) AND SELLING TERM INS THROUGH BROKERAGE; COMMISSIONS; INSURANCE RELATED] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SPEARHEAD WEALTH GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (NEW YORK, NY); START DATE: 10/2025]

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-05
• S63 Uniform Securities Agent State Law Examination
  1993-12-11