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Craig J Ferraro

J.P. Morgan Securities LLC

Bohemia, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
CT RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

4170 Veterans Memorial Highway, Bohemia, NY 11716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citicorp Investment Services Smithtown NY 01/1998 Present
J.P. Morgan Securities Llc Bohemia NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Bohemia NY 10/2000 Present
  • 01/1998 → Present
    Citicorp Investment Services
    Smithtown, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Bohemia, NY
  • 10/2000 → Present
    Jpmorgan Chase Bank, N.A.
    Bohemia, NY
Previous Registrations
  • 2002-09-19 → 2012-10-01
    Chase Investment Services Corp.
    Medford, NY
    Bellport, NY
    Ronkonkoma, NY
    Bohemia, NY
    Medford, NY
    Holbrook, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-18
S63 Uniform Securities Agent State Law Examination 1993-11-18
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    1993-11-18
Other Names
  • Craig Joseph Ferraro

View on SEC IAPD

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